97 Financial Services Compliance courses

ABOUT THE COURSE “Quantum Computing for Finance” is an emerging multidisciplinary field of quantum physics, finance, mathematics, and computer science, in which quantum computations are applied to solve complex problems. “Quantum Algorithms for Computational Finance” is an advanced course in the emerging field of quantum computing for finance. This technical course will develop an understanding in quantum algorithms for its implementation on quantum computers. Through this course, you will learn the basics of various quantum algorithms including: * Grover’s and Rudolf’s algorithm, * Quantum amplitude Estimation (QAE) algorithm envisioned as a quadratic speed-up over Classical Monte-Carlo simulations, * Combinatorial optimization algorithms namely Quantum Approximate Optimization Algorithm (QAOA), and Variational Quantum Eigensolver (VQE), and * Quantum-inspired optimization algorithms – Simulated Coherent Ising Machine (Sim-CIM), and Simulated Bifurcation Algorithm (SBA). This course is meant for all those learners who want to explore the long-term employability of quantum computing in finance, assuming that you are familiar with the concepts of quantitative and computational finance. In addition, the course contains several Python based programming exercises for learners to practice the algorithms explained throughout the course. This course is the second part of the specialised educational series: “Quantum Computing for Finance”. WHAT SKILLS YOU WILL LEARN * Ability to perform quantum arithmetic operations and simulations. * An understanding of the Quantum Amplitude Estimation algorithm and its variants. * The computational and modelling techniques for option pricing and portfolio optimization on a quantum computer. * The skills for a career in quantum finance including Quantum Algorithmic Research, Quantitative Asset Management and Trading, financial engineering, and risk management, using quantum computing technology. COURSE PREREQUISITES All potential learners must have prior knowledge or familiarity with basic quantum algorithms/basic quantum programming. Before enrolling this course, we recommend all learners to complete the first course “Introduction to Quantitative and Computational Finance [https://platform.qureca.com/courses/introduction-to-quantitative-and-computational-finance/]” of the series “Quantum Computing for Finance”, if they have no previous experience with the concepts of quantitative and computational finance. DURATION The estimated duration to complete this course is approximately 6 weeks (~4hrs/week). COURSE ASSESSMENT To complete the course and earn the certification, you must pass all the quizzes at the end of each lesson by scoring 80% or more on each of them. INSTRUCTORS [https://platform.qureca.com/courses/quantum-algorithms-for-computational-finance/#course-section__instructors] https://platform.qureca.com/author/kevincallaghan/ QuantFi [https://platform.qureca.com/author/kevincallaghan/]QuantFi is a French start-up research firm formed in 2019 with the objective of using the science of quantum computing to provide solutions to the financial services industry. With its staff of PhD's and PhD students, QuantFi engages in fundamental and applied research in in the field of quantum finance, collaborating with industrial partners and universities in seeking breakthroughs in such areas as portfolio optimisation, asset pricing, and trend detection.

Begin your journey in compliance management with practical knowledge of the laws and legislations that make up the regulatory field in the United Kingdom. Do you know that FCA sets an annual CPD requirement both for senior managers and employees of financial service firms? As per TC 2.1.15 & 2.1.16, the requirement is 35 hours in each 12 months, including 21 hours of structured CPD activities. Furthermore, TC 2.1.20G27/05/2022 defines structures CPD activities as follows: “Examples of structured continuing professional development activities include participating in courses, seminars, lectures, conferences, workshops, web-based seminars or e-learning.” Our FCA Compliance Essentials Bundle, fulfilling and even exceeding the FCA requirement in terms of CPD hours, is ideal for any professional within Financial Services. -------------------------------------------------------------------------------- Study method Online, self-paced Course format Video with subtitles Duration 40 hours Qualification No formal qualification CPD 40 CPD hours / points Certificates Certificate of Completion - Free -------------------------------------------------------------------------------- DESCRIPTION LGCA's FCA Compliance Essentials eLearning library currently includes the following courses (new courses are added on a regular basis): 1. AML Risk Assessment 2. AML Suspicious Activity Reports and Suspicious Transaction Reports (SAR/STRs) 3. Anti-Bribery and Corruption 4. Anti-Money Laundering and Counter Terrorist Finance 5. Approved Persons Regime 6. Assessing and Managing AML Risks 7. Building an AML Risk-based Approach 8. CASS Introduction 9. Complaints Handling 10. Compliance Introduction 11. Compliance Monitoring and Testing 12. Conduct Rules for All Staff 13. Conflict of Interest (COI) 14. Consumer Duty 15. Establishing and Maintaining a Strong CDD Programme 16. Ethics, Integrity and Fairness in Financial Services 17. FCA: the Role and Approach 18. Financial Promotions Regulation 19. Fraud Detection and Prevention 20. GDPR Awareness 21. Introduction to Cybersecurity 22. Introduction to Know Your Client (KYC) and Customer Due Diligence (CDD) 23. Market Abuse (MAR) 24. Operational Resilience 25. Senior Managers and Certification Regime 26. SM&CR – The Conduct Rules 27. Suspicious Transactions/Activity Reporting 28. The Value of Customer Due Diligence (CDD) 29. Treating Customers Fairly 30. Vulnerable Customer Management 31. Whistleblowing 32. Creating a Compliance Culture in Financial Services WHO IS THIS COURSE FOR? * Financial Services Providers * Accounting Offices * Financial Institutions * Brokers * Wealth & Fund Managers * Investment Firms * Insurance Companies * Law Firms * Compliance Consultants * Payment Solutions Providers * FinTech & RegTech Companies * Fiduciary Services Firms

ICA SPECIALIST CERTIFICATE IN FINANCIAL CRIME RISK AND NEW TECHNOLOGY Explore the landscape of new and emerging technology in today's world, viewed through the lens of financial crime risk management. This practical course is ideal for compliance professionals and will help you: * understand innovations impacting the financial sector * understand the definitions and subsets of RegTech and FinTech and how to potentially leverage big data to prevent financial crime * assess the benefits and risks of new technologies * adopt the horizon-scanning approach to emerging technologies. ICA Specialist Certificates, awarded in association with Alliance Manchester Business School, the University of Manchester, will help you quickly gain actionable knowledge to boost your confidence and credibility. What will I learn? * Applying financial crime concepts to emerging technology * Emerging technologies and financial crime risk * The impact of innovation on financial services * Harnessing RegTech to minimise financial crime * Predicting the next wave of disruptive technology for financial services

ICA SPECIALIST CERTIFICATE SERIES ICA Certificate courses have been developed to meet the needs of people like you; regulatory or financial crime professionals working in a highly challenging, demanding and ever-changing environment. This is a series of short courses from which you can choose those that are relevant to your job role and aspirations, to enhance your knowledge. The courses available in this series are as follows:- * ICA Specialist Certificate in Anti Corruption * ICA Specialist Certificate in Combating the Financing of Terrorism * ICA Specialist Certificate in Money Laundering Risk in Betting and Gaming * ICA Specialist Certificate in Trade Based Money Laundering * ICA Specialist Certificate in Financial Crime Risk in Global Banking and Markets * ICA Specialist Certificate in Money Laundering Risk in Correspondent Banking * ICA Specialist Certificate in Money Laundering Risk in Private Banking * ICA Specialist Certificate in Financial Crime Risk in Mobile Financial Services * ICA Specialist Certificate in Conduct Risk * ICA Specialist Certificate in Anti Money Laundering and Art ICA Specialist Certificates, awarded in association with Alliance Manchester Business School, the University of Manchester, will help you quickly gain actionable knowledge to boost your confidence and credibility. There are many benefits of studying with ICA: * Flexible learning solutions that are suited to you * Our learner-centric approach means that you will gain relevant practical and academic skills and knowledge that can be used in your current role * Improve your career options by undertaking a globally recognised qualification that hiring managers look for as part of their hiring criteria * Many students have stated that they have received a promotion and/or pay rise as a direct result of gaining their qualification * The qualifications ensure that you are enabled to develop strategies to help manage and prevent risk within your firm, thus making you an invaluable asset within the current climate Training materials are delivered online and will include the course materials, self-assessment questions and recorded webinars. These courses are assessed by a one hour timed multiple choice assessment. For more detailed information about the content of these courses use the Request Information button and let us know which of the series you are interested in.

Why AGRC’s Certificate in Risk Management? Here are the main benefits delivered by our Certificate in Risk Management programme: * Comprehensive knowledge of risk management, including in-depth coverage of the risk management frameworks, risk assessment, risk treatment, and the reporting, monitoring, recording, review and communication of risk. * Its heavy reliance on practical case studies offers you a practical and hands-on approach to learning about risk management and what is required to curtail or prevent risk from impacting your organisation. * The necessary tools, information, practices, and skills to transform you into an in-demand professional for financial institutions and other organizations looking to strengthen their departments dedicated to risk management and risk assessment. * Year-round registration with the option to complete the 30-hour online interactive Certificate in Risk Management programme at your own pace and schedule within 3 months, plus two attempts to pass the one-hour final exam consisting of 50 multiple choice questions.  * Free one-year membership to AGRC, where you can exchange knowledge and share experiences with GRC professionals worldwide. * Use of the AGRC’s professional designation as a compliance professional. The AGRC Certificate in Risk Management Curriculum AGRC’s Certificate in Risk Management covers the following specific topics: * The main Principles and Definitions of Risk Management * ISO 31000 Risk Management framework and processes * The Risk and Opportunity Matrix * Costs and Benefits of Risk Management * Uncertainty in Risk Management and its dimensions * The Limitations of Risk Management * Developing a Risk-Aware Culture in organisations * The Aims of Risk Management in organisations * Influences on Risk Culture * Historical Foundations of Risk Management * The COSO ERM Integrated Framework * And plenty more! Expected Learning Outcomes Here’s what you can expect to achieve following the completion of this Certificate in Risk Management: * Understand what involves risk management and risk assessment * Define, implement and manage appropriate risk management controls for your company * Gain a solid understanding of the historical foundations of risk management and the different frameworks involved * Understand risk culture and how to build a risk-aware organisation * Develop an efficient and comprehensive risk management programme and policy for your company * Learn how to use the risk and opportunity matrix Target Audience AGRC’s programme has been designed for professionals looking to build a career in risk management, either at an organizational or governmental level. This might include staff working in or aspiring to work in risk management, new graduates from any discipline, employees involved in risk, financial crime prevention, AML and/or compliance functions, or those wanting to build a career in risk management in the fields of Banking, Insurance, Asset Management, Funds, and other financial services.

Description FCA COMPLIANCE ESSENTIALS Begin your journey in compliance management with practical knowledge of the laws and legislations that make up the regulatory field in the United Kingdom. Do you know that FCA sets an annual CPD requirement both for senior managers and employees of financial service firms? As per TC 2.1.15 & 2.1.16, the requirement is 35 hours in each 12 months, including 21 hours of structured CPD activities. Furthermore, TC 2.1.20G27/05/2022 defines structures CPD activities as follows: 'Examples of structured continuing professional development activities include participating in courses, seminars, lectures, conferences, workshops, web-based seminars or e-learning.' Our FCA Compliance Essentials Bundle, with an overall duration of about 40 hours, fulfils and even exceeds the FCA requirement in terms of CPD hours and is ideal for any professional within Financial Services. Enroll now and enjoy a special price! Who should attend? * Banks' managers/officers * Investment Services Companies managers/officers * Insurance Companies managers/officers * Listed Companies managers * IT managers/officers of companies developing IT systems/applications for financial institutions in order for them to meet the regulatory requirements * Lawyers * Officers exercising control activities (internal auditors, inspectors, external auditors, operational risk managers etc) * Professionals wishing to work in Compliance in the future * Graduate or post graduate students. * Professionals that wish to make an international career in Compliance and would like to have a broader picture of how Compliance works and its methodologies, at international level. * Compliance Officers * Risk Managers * MLROs

A six-week self study finance course brought to you by award-winning Financial Adviser and Money Coach Claire Sweet

Description Given its role and importance to any functioning modern economy, 'trust' is an essential ingredient between providers of financial services, its clients and even wider society. Culture, conduct and ethics are words which have come to pepper the regulatory lexicon. The importance of these intangible concepts and 'getting it right' has been clearly communicated, and myriad speeches and initiatives in the financial services sector focus on these themes. This programme does not purport to dictate how firms should define their values or operate their businesses. However, lawmakers, regulators and society have defined certain minimum expectations and standards of behaviour from the perspective of customer and business outcomes. These are sometimes framed or described (whether explicitly or implicitly) as issues of trust, integrity or honesty; concepts which have a distinct ethical underpin. Firms and individuals operating in the sector must be conscious and mindful of these standards and expectations and consider both whether they are satisfying the letter and spirit of the rules and/or guidance and whether the values and principles which they have set for themselves are effective in directing and delivering the firm's desired outcomes. Training Duration This course may take up to 2 hours to be completed. However, actual study time differs as each learner uses their own training pace. Participants This course is ideal for anyone wishing to know more about Ethics, Integrity and Fairness in Financial Services, and the regulatory requirements for investment firms, insurance and banking institutions. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA etc). It will be particularly suitable to: • Compliance professionals and consultants • Boards, NEDs and Senior Managers • Risk executives • Directors Training Method The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time. At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully. Accreditation and CPD Recognition This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution. The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies for 2 CPD Units that approve education in financial regulation, such as the FCA and other financial regulators. The course may be also approved for up to 2 CPD Units by institutions that approve general financial training, such as the CISI. Eligibility criteria and CPD Units are verified directly by your association or other bodies in which you hold membership. Registration and Access To register to this course, click on the Get this course button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment. If you wish to receive an invoice instead of paying online, please contact us at info@lgca.uk. Access to the course is valid for 365 days.

The aim of this self-paced eLearning course is to equip financial professionals, leaders, and compliance professionals with a comprehensive understanding of compliance culture in financial services. Participants will gain insights into the critical components of compliance culture, regulatory perspectives, assessment methodologies, and practical strategies for fostering and sustaining a robust compliance culture within their organizations. By completing this self-paced eLearning course, participants will be well-prepared to navigate the complex landscape of compliance culture in financial services and contribute to the development of a culture aligned with ethical principles and regulatory requirements.

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Plus Studyhub's signature Forever Access is given as always, meaning these Level 5 Diploma in Cyber Security courses are yours for as long as you want them once you enrol in this course This Level 5 Diploma in Cyber Security Bundle consists the following career oriented courses: * Course 01: Cyber Security Level 5 Advanced Training * Course 02: CompTIA Security+ * Course 03: AWS Certified Solutions Architect Associate Preparation * Course 04: CEH: Learn Ethical Hacking From A-Z: Beginner To Expert * Course 05: CompTIA Cloud+ (CV0-002) * Course 06: Security Analyst * Course 07: CompTIA CySA+ Cybersecurity Analyst Course * Course 08: Cyber Security Awareness Training * Course 09: Web Application Penetration Testing * Course 10: Cyber Security Incident Handling and Incident Response * Course 11: Data Protection Level 3 and Data Security (GDPR) Training Certification * Course 12: Cyber Security Law * Course 13: Information Governance and Data Management Training * Course 14: Network Security and Risk Management * Course 15: Computer Networks Security from Scratch to Advanced * Course 16: Data Center Training Essentials: Mechanical & Cooling * Course 17: IT Administration and Networking * Course 18: CompTIA Network+ Certification (N10-007) * Course 19: CompTIA Network * Course 20: Diploma in CompTIA A+ * Course 21: CompTIA PenTest+ (Ethical Hacking) course * Course 22: CompTIA ITF+ (FCO-U61) * Course 23: CompTIA Healthcare IT Technician * Course 24: Foundations of IT Security: Protecting Digital Assets * Course 25: Digital Forensic Science: Unraveling Cybercrime Mysteries Course * Course 26: IT Support Technician: Troubleshooting and Technical Expertise * Course 27: SQL Database Management * Course 28: Quick Data Science Approach from Scratch * Course 29: Deep Learning Neural Network with R * Course 30: Computer Workstation Safety Training * Course 31: Foundations of Artificial Intelligence: Building Intelligent Systems * Course 32: Functional Skills IT/ ICT Level 2 * Course 33: Internet of Things (IoT) * Course 34: AutoCAD Programming using with Windows Forms * Course 35: Ransomware Uncovered Specialist Certificate * Course 36: Security Management and Fraud Prevention Training * Course 37: Financial Statements Fraud Detection Training * Course 38: Transaction Monitoring in Financial Services: Ensuring Security * Course 39: Machine Learning Basics * Course 40: Electronic Device and Circuits Protection Training In this exclusive Level 5 Diploma in Cyber Security bundle, you really hit the jackpot. 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It has been designed by our Cyber Security specialists in a manner that you will be likely to find yourself head and shoulders above the others. For better learning, one to one assistance will also be provided if it's required by any learners. The Level 5 Diploma in Cyber Security Bundle is one of the most prestigious training offered at StudyHub and is highly valued by employers for good reason. This Level 5 Diploma in Cyber Security bundle course has been created with forty premium courses to provide our learners with the best learning experience possible to increase their understanding of their chosen field. This Level 5 Diploma in Cyber Security Course, like every one of Study Hub's courses, is meticulously developed and well researched. Every one of the topics is divided into Level 5 Diploma in Cyber Security Elementary modules, allowing our students to grasp each lesson quickly. The Level 5 Diploma in Cyber Security course is self-paced and can be taken from the comfort of your home, office, or on the go! With our Student ID card you will get discounts on things like music, food, travel and clothes etc. CPD 400 CPD hours / points Accredited by CPD Quality Standards WHO IS THIS COURSE FOR? This Level 5 Diploma in Cyber Security training is suitable for - * Students * Recent graduates * Job Seekers * Individuals who are already employed in the relevant sectors and wish to enhance their knowledge and expertise in Level 5 Diploma in Cyber Security Please Note: Studyhub is a Compliance Central approved resale partner for Quality Licence Scheme Endorsed courses. REQUIREMENTS To participate in this Level 5 Diploma in Cyber Security course, all you need is - * A smart device * A secure internet connection * And a keen interest in Level 5 Diploma in Cyber Security CAREER PATH You will be able to kickstart your Level 5 Diploma in Cyber Security career because this course includes various courses as a bonus. This Level 5 Diploma in Cyber Security is an excellent opportunity for you to learn multiple skills from the convenience of your own home and explore Level 5 Diploma in Cyber Security career opportunities. CERTIFICATES CPD ACCREDITED CERTIFICATE Digital certificate - Included * CPD Accredited e-Certificate - Free * CPD Accredited Hardcopy Certificate - Free * Enrolment Letter - Free * Student ID Card - Free