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Financial Promotions Regulation
- 30 Day Money Back Guarantee
- Completion Certificate
- 24/7 Technical Support
Highlights
On-Demand course
All levels
Description
This course looks at the key rules and requirements to issue complaint financial promotions and maintain appropriate oversight and control of your financial promotion process.
Learning objectives
When you have completed all of the activities in this course, you should be able to:
explain what a financial promotion is
summarise the main regulatory requirements relating to financial promotions
identify the elements of a compliant financial promotion
recognise some of the danger points in an online financial promotion
describe the record keeping requirements for financial promotions.
About The Provider
The London Governance and Compliance Academy (LGCA) is a multi-accredited, UK-based executive education training and certificat...
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