AML Training For Law Firms Not In Scope Course

Description

In an ever-evolving legal landscape, being a firm outside of the mandatory AML scope doesn't mean being out of the compliance conversation. 

This course is your guide to proactively managing risks, staying compliant, and ensuring your firm's resilience. Don't miss this opportunity to navigate the unique challenges faced by out-of-scope AML law firms.

The course will cover:

• AML regulations
• Why are some firms (or departments) in or out of scope?
• MLROs
• AML basics
• CDD (ID elements)
• Responsibility of doing CDD
• Source of Funds / Source of Wealth
• Ongoing monitoring
• Reporting to the MLRO

Target Audience

The online course is suitable for staff of all levels, from support staff to senior partners of firms outside of the regulated sector. 

Resources

Comprehensive and up to date course notes will be provided to all delegates which may be useful for ongoing reference or cascade training.

Please note a recording of the course will not be made available.

Speaker

Helen Torresi, Consultant, DG Legal

Helen is a qualified solicitor with a diverse professional background spanning leadership roles in both the legal and tech/corporate sectors. Throughout her career, she has held key positions such as COLP, HOLP, MLCO, MLRO and DPO for law firms and various regulated businesses and services.

Helen’s specialised areas encompass AML, complaint and firm negligence handling, DPA compliance, file review and auditing, law management, and operational effectiveness in law firms, particularly in conveyancing (CQS).