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Anti-Money Laundering (AML) Training For Support Staff Course
By DG Legal
🔥 Limited Time Offer 🔥
Get a 10% discount on your first order when you use this promo code at checkout: MAY24BAN3X
- 30 Day Money Back Guarantee
- Completion Certificate
- 24/7 Technical Support
Highlights
Delivered Online
Beginner level
Description
In January 2024 alone, reports were published about the SRA taking enforcement action against 3 firms and 4 individuals for failure to comply with the Money Laundering Regulations 2017. The fines issued for these non-compliances total over £570,000 plus costs. The absence of staff training, or requirement to complete additional training, was noted in a number of these cases.
Action has not only been taken against solicitors, but also other individuals who are not regulated by the SRA, whose breaches were so serious that the SRA felt compelled to take action.
As all SRA enforcement action, from rebukes to fines, is published by the SRA, the potential financial and reputational impact upon firms may be felt by all staff, regardless of whether they had any direct involvement with the non-compliance.
This course will cover the following to assist support staff in understanding the fundamental aspects of AML.
- The basics of what AML is
- In scope / not in scope work for AML
- POCA / TA
- PCPs - CDD & EDD
- Clients
- Risks – what could raise a risk?
- Reporting to the MLRO / MLCO
- Tipping off
Target Audience
The online course is suitable for support staff or legal practitioners wanting to understand the basics of AML.
Resources
Comprehensive and up to date course notes will be provided to all delegates which may be useful for ongoing reference or cascade training.
Please note a recording of the course will not be made available.
Speaker
Helen Torresi, Consultant, DG Legal
Helen is a qualified solicitor with a diverse professional background spanning leadership roles in both the legal and tech/corporate sectors. Throughout her career, she has held key positions such as COLP, HOLP, MLCO, MLRO and DPO for law firms and various regulated businesses and services.
Helen’s specialised areas encompass AML, complaint and firm negligence handling, DPA compliance, file review and auditing, law management, and operational effectiveness in law firms, particularly in conveyancing (CQS).
Frequently Asked Questions
Will I receive a Zoom link before the event?
Yes, prior to the event a link will be sent to the email address used to register for the course so please ensure the delegate details are correct.
Will I be able to view a recording of this Course after the event?
No, a recording will not be made available.
Do you provide a certificate of attendance?
For our Premier Training courses, please email us at teamadmin@dglegal.co.uk after the event if you require a certificate of attendance.
Will you provide a copy of the slides?
The slides will be distributed by email after the event
Are there any accompanying notes?
Yes and these will be distributed by email after the event.
Dates
- Delivered Onlineto
£99 - £119
About The Provider
DG Legal
Leicestershire
Established in 2000, DG Legal is the largest provider of strategic and compliance services operating in England and Wales.
Our strategy is to recruit and retain only leading consultants in their respective fields of expertise. Each member of the team has either worked for or pro...
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