Course Aim
This course will provide those involved in identifying and mitigating the threat posed by financial crime a detailed overview of the nature and parameters of such crime (which are necessarily broad in scope) and the tools, processes and mechanisms needed to tackle the complexity of financial crime.
Who Should Attend
This course is aimed at a wide range of people since financial crime impacts upon every sector and at every level. Thus, whilst it will be of specific relevance to those individuals who operate in a fraud or financial crime related role, it is also relevant to any member of an organisation since the majority of such crimes are detected by tips from non-specialised but observant personnel. Thus, it would be of value to those working in Law enforcement and Government, Private Sector, Banking and Insurance and Real Estate.
Course Objectives
This course aims to increase and enhance delegates’ understanding of the various financial crime threats which impact upon the organisations, sectors and regions in which they operate and provide them with the tools to mitigate those threats. It assumes no prior knowledge of the subject but ensures through a high level of interactivity that delegates with any level of experience in the field will be able, share and receive the collective knowledge of the group.
Course Outline
The nature, scope and impact of Financial Crime including the role and utility of the Fraud Triangle (Incentive, Opportunity and Rationalisation) and perpetrator characteristics
Impact of market deregulation on the creation of large multinational institutions and the increased globalised risk management vulnerability
Typologies including investment fraud, mass marketing fraud, insurance fraud, loan and mortgage fraud and money laundering and corruption vehicles
Real world risk detection and management stratagems including fraud controls, systems and practices.
Regional focus on fraud including common typologies, typical perpetrators, detection, losses and response
Identity Theft and Cybercrime including the targeting of organisations and individuals for parcels of information which can facilitate abstraction of customer data
Bribery and Corruption and their impact upon the facilitation or disguising of financial crime 
The Legislative and Regulatory Framework with a focus upon the most relevant region(s) for delegates and a comparative analysis of other best practice jurisdictions
Creating an elective and constantly evolving fraud response plan
Money Laundering as a component of financial crime including the typical three stages of placement, layering and integration
Money laundering risks and new technologies (such as internet banking), money laundering risks in structures designed to hide beneficial ownership (such as shell companies) and money laundering and terrorist financing (such as informal value transfer systems)
Mitigating the money laundering risk through Customer Due Diligence and Enhanced Due Diligence, identifying beneficial owners and Politically Exposed Persons
Mitigating the money laundering risk through Customer Due Diligence and Enhanced Due Diligence, identifying beneficial owners and Politically Exposed Persons 
Money laundering typologies within a broad geographical context with the identification of key trends and lessons learned from experiencing them
Anti-money laundering compliance standards 
Anti-money laundering compliance programmes including the determination of risk, policies, training and customer due diligence, suspicious or unusual transaction monitoring and reporting


Global Risk Alliance Ltd

Law Enforcement

Insurance

Banking

This course aims to increase and enhance delegates’ understanding of the various financial crime threats which impact upon the organisations, sectors and regions in which they operate and provide them with the tools to mitigate those threats. It assumes no prior knowledge of the subject but ensures through a high level of interactivity that delegates with any level of experience in the field will be able to share and receive the collective knowledge of the group.

Financial Crime


Course Aim
This course will provide delegates involved in tackling the financial underpinning of corrupt behaviour with the knowledge, concepts and practices necessary to understand and mitigate illicit financial flows.
Course Objectives
This course aims to increase and enhance delegates’ understanding of the typologies of illicit financial movements and of the mechanisms, structures and tools necessary to identify, trace and mitigate the impact of such flows.
It assumes no prior knowledge of the subject but ensures through a high level of interactivity that delegates with any level of experience in the field will be able share and receive the collective knowledge of the group.
Course Outline
The nature and extent of corruption in general and in the context of delegates’ working experience
International Legislative and Regulatory frameworks such as the UN Convention Against Corruption
The Illicit Financial Flows Environment including the level of financial corruption globally, so-called ‘secrecy’ jurisdictions, illicit financial flow circuits and their enablers
Developing and instituting investigative strategies for mitigating financial corruption including operational procedures and asset recovery 
Global, regional and national anti-bribery provisions
The proactive use of auditing to discover the loopholes of regulatory approaches to tackling illicit financial flows 
Financial regulation as an illicit financial flow mitigatory practice
Risk management strategies and concepts based on real-world and real-time threat assessments
Mitigating financial flows including elective tax policy, reducing capital flight and obtaining multi-jurisdictional technical assistance
The role of the private and public sector in assisting with tackling financial corruption including the role of offshore’ tax havens and their reduction of financial transparency
Tackling the normalisation of financial corruption through dedicated training and education programmes
Enhancing elective political engagement through an understanding of the nature and impact of populist anti-corruption rhetoric and analysis of the legislative process and its created or common blocking mechanisms
Strengthening public sector transparency including the notion of professional ethics and ensuring ethical practice in procurement
Utilising the Media and enhancing advocacy to illustrate the nature, extent and impact of financial corruption
Incorporating technology and innovation in investigative practice
International Legislative, Regulatory and Institutional provisions including sanctions
National Counter-Financial Corruption strategies
Creating an elective anti-corruption agency


Certification in Business Accounting & Taxation (CBAT)

Audit

This course will provide delegates involved in tackling the financial underpinning of corrupt behaviour with the knowledge, concepts and practices necessary to understand and mitigate illicit financial flows.

2 Educators providing Courses in Leicester

dg legal

Leicestershire

deltanet international ltd

Loughborough

Courses matching "AML "

Financial Crime

By Global Risk Alliance Ltd

Tackling Financial Corruption

By Global Risk Alliance Ltd

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